Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
SFICOMP501C Mapping and Delivery Guide
Conduct an investigative audit
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | SFICOMP501C - Conduct an investigative audit |
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Description | This unit of competency involves planning, conducting and evaluating an audit to identify and capture evidence of record keeping compliance and unlawful transactions.No licensing, legislative, regulatory or certification requirements apply to this unit at the time of publication. | ||
Employability Skills | This unit contains employability skills. | ||
Learning Outcomes and Application | This competency would be undertaken in the context of fisheries management compliance. The purpose of an investigative audit is to identify and capture evidence of record keeping compliance and unlawful transactions. It may occur within a single business only or follow a transaction trail across a number of businesses along the supply chain. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Determine audit risk |
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Element: Develop audit plan |
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Element: Identify operating systems for the business entity being audited |
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Element: Conduct investigative audit |
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Element: Evaluate, review and report on the audit |
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